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Mortgage Company Settles Data Security Charges

Agency Announces Settlement of Separate Actions Against Retailer TJX, and Data Brokers Reed Elsevier and Seisint for Failing to Provide Adequate Security for Consumers’ Data

Financial Privacy Rule: Interagency Notice Research Project

Protecting Personal Information: A Guide for Business
Financial Privacy
Pretexting: Enforcement

Cases

The Commission has brought the following cases against companies and individuals that allegedly used false pretenses to obtain consumers' personal financial information, and/or knowingly solicited others to do so:

3/22/04
Zachary Keith Hill (United States District Court Southern District of Texas) 1/7/04
Sun Spectrum Communications Organization, Inc., et al. (Southern District of Florida) 7/21/03
C.J. (Central District of California)
  • Complaint [PDF]
  • Attachment B [PDF]
  • Stipulated Final Judgment and Order for Permanent Injunction [PDF]
  • Press Release (7/21/03)
3/20/03
30 Minute Mortgage, Inc., Gregory P. Roth, and Peter W. Stolz (Southern District of Florida, Fort Lauderdale Division)
  • Complaint [PDF]
  • Ex Parte Temporary Restraining Order [PDF]
  • Stipulated Order of Preliminary Injunction [PDF]
  • Stipulated Final Judgment and Order for Permanent Injunction and Other Equitable Relief as to Defendant Peter W. Stolz [PDF]
  • Final Default Judgment and Order for Permanent Injunction and Other Equitable Relief as to Defendant 30 Minute Mortgage Inc. [PDF]
  • Stipulated Final Judgment and Order for Permanent Injunction and Other Equitable Relief as to Defendant Gregory P. Roth [PDF]
  • Press Release (12/9/03)
  • Press Release (3/20/03)
2/27/03
Assail, Inc., et al. (Western District of Texas, Waco Division)
  • Complaint [PDF]
  • Ex Parte Temporary Restraining Order [PDF]
  • Stipulated Preliminary Injunction Order as to Defendants Brian Schofield, Infinium, Inc., and Market-Rep.com, Inc. [PDF]
  • Stipulated Preliminary Injunction Order as to Defendants Specialty Outsourcing Solutions, LTD., Jay Lankford, and Lee Murphy [PDF]
  • Preliminary Injunction Order as to Assail, Inc., Kyle Kimoto, Cliff Dunn, Mike Henriksen, Summit Communications International, Inc. D/B/A Advantage Capital, Matthew Ho, Capital First Benefits Inc., Ben Lee, Premier One Benefits [PDF]
  • Press Release (2/27/03)
11/13/02
Global Mortgage Funding, Inc., et al. (Central District of California, Southern Division) 7/18/02
Corporate Marketing Solutions, Inc., et al. (District of Arizona) 3/8/02
Paula L. Garrett, d/b/a Discreet Data Systems (Eastern District of New York) 3/8/02
Victor L. Guzzetta, d/b/a Smart Data Systems 3/8/02
Information Search, Inc., and David Kacala (Eastern District of New York) 6/27/00
James J. and Regana L. Rapp and Touch Tone Information, Inc. (District of Colorado)
(an anti-pretexting enforcement action filed before the Gramm-Leach-Bliley Act was enacted; based on Section 5 of the FTC Act)

Closing Letters

The staff has issued the following public letters closing investigations related to pretexting:

3/3/04
Venable, Baetjer and Howard, LLP, File No. 032 3021[PDF]

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